IRA Distribution Rules at Death: Critical Knowledge for Good Decisions

The distribution rules required at the death of anlife expectancy of the spouse. When the spouse
IRA owner depend on several things:dies, the distributions continue using the remaining
1. Did the IRA owner die before or after thelife expectancy of the spouse.
"required beginning date"?If the IRA owner dies after the required
2. Who is the beneficiary?distribution date and the spouse does not make
In order to carry out the wishes of the IRAthe election, the distribution must be made over
owner, evaluating both practical and estatethe life expectancy of the spouse; however, the
planning implications of various decisions during thelife expectancy of the IRA owner can be used
IRA owner's life is essential. Important choicesany year it is greater. Taking the attained age of
occur when the IRA owner makes his beneficiarythe IRA owner at death and looking in a table
election and, if married, by the spouse after thedetermines the life expectancy. Then each year
death of the IRA owner.you subtract one. The point here is that the
If you do not know the rules as they pertain tospouse needs to make a comparison every year
your choices, you are shooting in the dark. Theto obtain the longest pay out.
wrong decision can cost money and likely causeThe "takeaway" from this is that knowledge
the distribution of your IRA to be different thanallows for good decisions. The best choice will
you would want.depend on how old the IRA owner is when they
Let's make sure you know the rules of the game.die, the age of the spouse, health status and
The first element is the required beginning date.whether or not there are children or grandchildren
For traditional IRAs, SEPs, SIMPLEs, this is Aril 1stto provide for in a distribution.
of the year after turning 70 1/2. This rule doesNon-Spouse Beneficiary
not apply to Roth IRAs, which have rules of theirDistributions are required over the remaining life
own.expectancy of the beneficiary if the IRA owner
There are several broad categories ofdies before the required beginning date. If there is
beneficiaries:more than one beneficiary, the oldest is used.
1. The spouse.Heads up: Let's say the IRA owner is a widow
2. A non-spouse beneficiary.age 80. She names her sister, age 82, and her
3. No beneficiary.children, ages 55, 58 and 60 as beneficiaries. Her
Let's take each of these beneficiary elections anddesire to help her sister causes the IRA to be
see how distributions are treated, depending ondistributed over the remaining life expectancy of
whether the IRA owner dies before or after thean 82 year old--probably much quicker than
required beginning date.desired.
The Spouse as BeneficiaryIf the IRA owner dies after the required beginning
If the spouse is the only beneficiary, he or shedate, the distributions must be made over the
can make an election that has a bearing on whenlonger of the remaining life expectancies of the
the distributions must begin. The election is toowner or beneficiary.
treat the owner's IRA as if it were their own.No Beneficiary
Heads up: This election choice is unavailable if aIf the IRA owner dies before the required
trust is the beneficiary of the IRA, even if thebeginning date, the entire IRA account must be
spouse is the only beneficiary of the trust. Apaid out over five years.
rollover may circumvent this problem.If death occurs after the required distribution
If the IRA owner dies before the requireddate, distributions simply continue over the
beginning date, the spouse is the only beneficiaryremaining life expectancy of the IRA owner.
and the election made, the required distributionsI think you can see there are a number of
don't have to begin until the IRA owner wouldscenarios possible. When you combine this with
have turned 70 1/2. The spouse would probablythe complexities of the IRA distribution rules, it
elect to apply this rule if the IRA owner wasmakes good sense to sit down with your financial
younger.planner, tax attorney and accountant and make
If the spouse elects not to be treated as thesure your IRA, SEP or SIMPLE IRA is coordinated
owner, the required minimum distributions (RMD)with your estate plan and the most probable
start right away and are based on the remainingdistribution pattern coincides with your desires.