Roth IRA Distributions at Death: Pitfalls to Avoid

One of the most attractive features of a Roththe spouse doesn't have to start the RMDs until
IRA is the ability to control the timing of thethe IRA owner would have reached age 70 1/2.
eventual required distributions. However, this abilityHere is another area where the spouse needs to
mandates the withdrawals to be made within apay attention. If RMDs are not started when
prescribed set of rules.required (or less than the required amount is
The distribution advantages of a Roth IRA extendtaken out), the penalty tax is a whopping 50% of
beyond the death of the IRA owner. But tothe difference between what was required and
make sure the spouse and children can benefit,what was withdrawn.
things have to be set up properly. Here is aIf your desire is to extend the RMDs all the way
summary of the Roth IRA distribution rules atto the death of your spouse, here is another
death."heads up". Let's say you named a trust as the
Many people do not like the requirement that abeneficiary of your Roth IRA. Even if your spouse
traditional IRA must start required minimumis the sole beneficiary of the trust, the election to
distributions (RMDs) at age 70 1/2. Perhaps theyhave the spouse treat your Roth IRA as their
don't need the income yet. Maybe they wouldown cannot be made. There technically may be a
just as soon let the IRA continue to grow. In anywork-around (a rollover), but why not just set
event, the RMDs are taxable. Depending on thethings up right from the start?
circumstances, they may even make part ofA Person Other Than Your Spouse is the
Social Security retirement benefits taxable.Beneficiary
RMDs during the life of the Roth IRA owner areIn this case, distributions must be made over the
not required. If and when income is needed,remaining life expectancy of the beneficiary. If
withdrawals can be made, but there is no IRSthere is more than one beneficiary, the life
requirement.expectancy of the oldest is used. If the
When the Roth IRA owner dies, RMDs mustbeneficiary is a trust with multiple beneficiaries, the
begin. When they are required to begin and howoldest beneficiary's life expectancy is also used.
the distributions are received is a function ofAnother caution: If an entity other than an
several factors.individual is a beneficiary of an IRA (even if an
Your Spouse is the Beneficiaryindividual is also a beneficiary), the IRA is treated
If your spouse is the sole beneficiary of youras having no beneficiary. The distribution
Roth IRA, your spouse can make an election torequirements for an IRA with no beneficiary are
be treated as the owner of your Roth IRA. Inoutlined below.
this case, RMDs can further be postponed untilProbably the most common scenario involving a
the spouse's death."non-person" is a charity. If you name a charity as
Note the word "sole" beneficiary, as this is anone of the beneficiaries, the distribution rules are
area where a mistake could inadvertently bedifferent and may be contrary to your desires.
made.The solution is to roll part of your IRA over to a
For example, let's say you named your spousenew one and name the charity as the sole
and your children as beneficiaries. The spousebeneficiary.
would be prohibited from making the ownershipNo Beneficiary
election and RMDs would be required over the lifeWhere no beneficiary is elected, the entire
expectancy of the spouse, thus reducing (thedistribution must be made over five years. This
spouse could die before their expectancy) orfive year rule would also apply even if there were
exhausting the Roth IRA balance altogether. Soa beneficiary and the distributions were not
much for your desire to leave part to the children.started when the rules dictated they must start.
If the Roth IRA owner dies before age 70 1/2,